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Investment Industry Regulatory Organization of Canada
Results: 695

#	Item
341	Microsoft Word - Carmen Bio final.doc Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-06-18 15:20:22 Canada Financial system Investment Industry Regulatory Organization of Canada Securities Fonds de solidarité FTQ Fédération des travailleurs et travailleuses du Québec Canadian securities regulation Caisse de dépôt et placement du Québec International Organization of Securities Commissions Financial regulation Canadian Labour Congress Economy of Canada
342	INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (“IIROC”) HUMAN RESOURCES AND PENSION COMMITTEE CHARTER Mandate The Human Resources and Pension Committee (the “Committee”) is Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-01-24 11:39:17 Management Business Private law Structure Board of directors Audit committee Corporations law Committees Corporate governance
343	Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk Add to Reading List Source URL: iiroc.ca Language: English - Date: 2013-10-07 12:05:03 Investment Industry Regulatory Organization of Canada Financial economics Stock market TSX Venture Exchange Economy of Canada Canada CNSX
344	Enforcement Notice Decision[removed]For further information, please contact: Media Contact: Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-18 16:56:04 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
345	Marketplace Notice Please distribute internally to: Legal and Compliance Trading Desk Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-11 10:36:05 Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation TSX Venture Exchange Stock market Economy of Canada Canada Toronto Stock Exchange
346	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-18 14:56:04 Financial regulation Investment Industry Regulatory Organization of Canada Securities Business Due diligence Law Finance Self-regulatory organizations
347	Consultation Comment Letter - David Andrews (Manulife Securities Inc.) - February 10, 2011 Add to Reading List Source URL: www.finance.alberta.ca Language: English - Date: 2014-07-07 15:57:50 Financial adviser Investment Industry Regulatory Organization of Canada Insurance Financial economics Finance Investment
348	IIROC Strategic Plan[removed] IIROC[removed]Strategic Plan January 2011 IIROC Mandate Add to Reading List Source URL: iiroc.ca Language: English - Date: 2012-05-22 15:28:23 Business Investment Finance Investment Industry Regulatory Organization of Canada Securities Financial Industry Regulatory Authority Exempt market dealer Regulatory compliance Canadian securities regulation Self-regulatory organizations Financial economics Financial regulation
349	June 1, 2008 INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA TRANSITION RULE NO. 1 MADE PURSUANT TO BY-LAW 13.1 OF THE CORPORATION 1.1 Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-03-26 16:48:40 Economy of Canada Universal Market Integrity Rules
350	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-07-24 11:06:06 Financial regulation Investment Industry Regulatory Organization of Canada Securities Business Financial economics Due diligence Law Finance Self-regulatory organizations

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